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Compliance Manager

Location Malaysia
Posted 21-August-2018
Description
Compliance Manager
[Description] Key responsibilities:

Review guidelines/circulars/directives/observations issued by relevant regulators, statutory agencies and industry associations to ascertain the compliance requirements, identify regulatory gaps by mapping the current practices with existing and new regulatory requirements as well as disseminate both requirements and findings accordingly
Assist in the development and implementation of tools/techniques/system necessary for identifying regulatory gaps and rectifying non-compliance issues, including developing internal policies, operating manual, gap analysis and validation checklist necessary to meet regulatory requirements
Perform regular compliance risk monitoring and testing to evaluate the adequacy of internal controls put in place to manage compliance risk and promptly follow up on any identified deficiencies and plans to address such deficiencies
Facilitate the maintenance and administration of compliance systems (e.g. AML/CFT related systems) including evaluating internally generated non-compliance and reviewing all suspicious transaction reports prior to submission to the relevant regulators
Plan and coordinate compliance programs and exercises for the company, including organising and conducting compliance training and awareness programmes for the company’s staff on relevant legal and regulatory requirements governing the company’s activities
To succeed in this role as a Compliance Manager, you must have at least five years’ relevant working experience in the industry.

Key requirements:

Bachelor’s Degree in Management, Business Administration, Finance, Law or any Compliance and AML/CFT core-related discipline
Strong knowledge in the insurance environment and/or financial services industry, preferably in the capacity as a Compliance officer and/or an employee under the Compliance or Internal Audit department
Familiar with the requirements of FSA, BNM Guidelines/Regulations and PIAM circulars and possess the required analytical skills and sound understanding of the implications and complexities of the local regulatory compliance environment in order to carry out the responsibilities of the job as prescribed
Salary details
USD 10000.00

 
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