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Securities House - Regulatory Litigation Counsel

Location Hong Kong, Hong Kong
Posted 25-June-2019
Securities House - Regulatory & Litigation Counsel
[Description] Legal Counsel - Litigation


Manage disputes, litigation, regulatory and other contentious matters across all businesses lines of the Group;
Advise on and manage any investigations or inquires of regulatory bodies and assist with any relevant internal investigations;
Provide timely advice to all business units, management and back offices on a wide variety of legal and regulatory matters;
Draft, negotiate and/or review various agreements in relation to the Group’s business;
instruct and manage external counsel involved in the matters being handled where required;


HK qualified lawyer in private practice or financial institution in-house environment;
At least 3 - 7 years’ PQE experience
Legal experience in regulatory matters or disputes resolution for financial institutions, familiar with regulatory and compliance issues in the relevant industry;
Knowledge on overseas regulations (e.g. U.S. and PRC) a definite advantage;
Good command of both written and spoken English and Chinese
Salary details
USD 150000.00

Awards & Accolades for MyTechLogy
Winner of
Top 100 Asia
Finalist at SiTF Awards 2014 under the category Best Social & Community Product
Finalist at HR Vendor of the Year 2015 Awards under the category Best Learning Management System
Finalist at HR Vendor of the Year 2015 Awards under the category Best Talent Management Software
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