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Quality Risk Control, Corporate Finance - Big 4Regulatory Bodies Candidates are welcome

Location Hong Kong, Hong Kong
Posted 25-June-2019
Quality Risk Control, Corporate Finance - Big 4/Regulatory Bodies Candidates are welcome
[Description] Responsibilities:

Review quality of due diligence steps performed of IPO sponsorship projects including submissions on major matters to regulatory authorities and non-IPO sponsorship projects.
Review record keeping of IPO sponsorship projects and non-IPO sponsorship projects.
Assist in identifying major issues in IPO sponsorship projects and providing suggestions to address them.
Assist in conducting regular review of work procedures performed by regulated persons and preparing periodic report on review findings and suggestions for improvement in quality of due diligence and internal control of various regulated activities.
Assist in reviewing and updating internal operation manuals on an annual basis.
Provide training and updates to deal teams on regulatory requirements.
Follow up recommendations made by internal/external auditors.


Degree holder or above in Accounting, Finance or other related majors
At least 3 years’ auditor experience preferably gained in the Big 4, with accountancy professional qualification
Good knowledge about financial market and corporate finance activities
Fluent in both written and spoken English & Chinese (Mandarin a must)
Salary details
USD 40000.00

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Finalist at SiTF Awards 2014 under the category Best Social & Community Product
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Finalist at HR Vendor of the Year 2015 Awards under the category Best Talent Management Software
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