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Head of Trade Surveillance- APAC- Global Top 7 Investment Bank

Location Hong Kong, Hong Kong
Posted 27-May-2019
Description
Head of Trade Surveillance- APAC- Global Top 7 Investment Bank
[Description] Key responsibilities:

Supervise the activities of the trade surveillance and monitoring teams in APAC. You will be the point of escalations for any unusual/complex cases reported by the surveillance team.
Interact and build relationships with heads of compliance throughout APAC on surveillance, monitoring and compliance initiatives
Lead and supervise surveillance projects, as well as oversight the efficiency of present surveillance systems and processes
Work with front office, global compliance teams and risk heads on risks assessments in reference to surveillance
Lead and manage the surveillance monitoring teams in APAC
Represent the APAC trade surveillance and monitoring team globally
Requirements:

You will have 10 + years of relevant working experience in the financial services industry in Compliance or Internal Audit or with the Regulators
Strong experience in managing teams regionally and able to lead by example
Familiar with trade surveillance systems esp. MANTAS
Excellent knowledge of trade surveillance and monitoring for the equity markets in particular
Analytical mindset with good problem solving skills
Strong verbal and written English communication skills
Salary details
USD 190000.00

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